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Securities regulation in the United States
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21	OMB APPROVAL OMB Number: Expires: August 31, 2011 Estimated average burden Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-03-20 17:10:20 Law Financial Industry Regulatory Authority United States securities law Civil procedure Arbitration Arbitral tribunal Costs in English law Securities regulation in the United States Contract Securities Exchange Act U.S. Securities and Exchange Commission United States Arbitration Association
22	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-03-20 17:10:56 United States securities law Self-regulatory organizations 73rd United States Congress U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Securities regulation in the United States Law Business Securities Exchange Act Economy Selling away Municipal Securities Rulemaking Board
23	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-06-30 11:07:08 U.S. Securities and Exchange Commission SEC filings 73rd United States Congress Securities Exchange Act Stock market Finance Securities regulation in the United States New Deal Schedule TO Security Economy Securities Act
24	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-07-15 13:44:14 Finance Money Economy Exchange-traded funds VanEck IShares U.S. Securities and Exchange Commission SPDR Index fund Securities Exchange Act Securities regulation in the United States Financial adviser
25	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-06-17 17:11:12 Finance Economy Money Financial markets U.S. Securities and Exchange Commission Stock market United States securities law 73rd United States Congress BATS Global Markets Consolidated Tape Association Securities Exchange Act Securities regulation in the United States
26	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-06-03 15:25:09 Finance Stock market 73rd United States Congress U.S. Securities and Exchange Commission Economy Corporate crime Securities regulation in the United States Securities Exchange Act Security Exchange-traded fund New Deal Qualified institutional placement
27	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-06-23 16:11:41 Finance Economy Money Stock market Financial markets U.S. Securities and Exchange Commission 73rd United States Congress Securities Exchange Act National Market System Order Futures contract Securities regulation in the United States
28	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-03-01 14:50:34 Economy Finance Money Financial markets Direct Edge Securities Exchange Act Options Clearing Corporation Broker-dealer Short U.S. Securities and Exchange Commission Securities regulation in the United States
29	PUTTING INVESTORS FIRST SINCE 1933 Annual Report 2015 Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2015-10-15 12:10:37 Economy Systemic risk Financial regulation Great Recession in the United States Presidency of Barack Obama Ontario Securities Commission International Organization of Securities Commissions Financial crisis of 200708 Securities commission Canadian Securities Administrators Canadian securities regulation
30	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-05-11 16:29:58 73rd United States Congress Finance Stock market U.S. Securities and Exchange Commission Economy Securities Exchange Act Securities regulation in the United States Security Securities and Exchange Commission Money

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